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Legal challenges force the SEC to pause its climate disclosure regulations.

The revolutionary climate disclosure requirements that the SEC issued in early March will no longer be enforced, it has said.

By Tyree Schoen | April 08, 2024 | 0 Comments

Beeks is partnered with Securities & Trading Technology (STT).

The future of exchange trading and clearing services is expected to be significantly changed by a strategic partnership that has been announced by Securities & Trading Technology (STT), a leader in trading, clearing, and surveillance technology, and Beeks Group, a pioneer in financial cloud computing and connectivity solutions. Through this partnership, a cutting-edge, service-based solution that is tailored to the changing demands of the world's financial markets is introduced.

By Madilyn Swift | April 05, 2024 | 0 Comments

Bitcoin holdings on KuCoin fall by more than 20% after a DOJ lawsuit

On KuCoin's exchange, cryptocurrency holdings dropped across a number of digital assets while the business dealt with a regulatory investigation involving its founders.

By Travon Stracke | April 04, 2024 | 0 Comments

Lithuania will strengthen regulations on cryptocurrencies and mandate licensure by 2025.

Next year, as Lithuania grants licenses and tightens rules, the number of cryptocurrency companies operating there is expected to drop significantly.

By Maurine Lind | April 03, 2024 | 0 Comments

Commissioner of the CFTC suggests going too far with KuCoin charges

Commissioner Caroline Pham of the CFTC has openly questioned the legal action taken by her organization against the cryptocurrency exchange KuCoin.

By Travon Stracke | March 30, 2024 | 0 Comments

Philippines introduces new payment system legislation in an effort to spur financial innovation.

The Manual of legislation for Payment Systems (MORPS), which was recently introduced by the Bangko Sentral ng Pilipinas (BSP), represents the country's first thorough codification of payment system legislation.

By Tyree Schoen | March 28, 2024 | 0 Comments

FCA targets deceptive financial advertisements on social media.

The Federal Communications Authority (FCA) has sent out a reminder to businesses and finfluencers about how important it is to keep social media ads clear and lawful.

By Tyree Schoen | March 28, 2024 | 0 Comments

The role that feedback loops play in AML and CFT

The ability to adjust and respond to changing hazards is just as important to the success of anti-money laundering (AML) and countering the financing of terrorism (CFT) initiatives as the original design.

By Tyree Schoen | March 27, 2024 | 0 Comments

Baader Bank uses Broadridge to modernize regulatory trade and transaction reporting.

Baader Bank, located in Germany, is utilizing technology from Broadridge Financial Solutions to update its regulatory trade and transaction reporting.

By Travon Stracke | March 26, 2024 | 0 Comments

SEC regulations might alter the landscape for trading companies and hedge funds.

Recent major modifications to the U.S. Securities and Exchange Commission's (SEC) regulatory framework include the introduction of two crucial rules, 3a5-4 and 3a44-2, together referred to as the Final Rules.

By Tyree Schoen | March 21, 2024 | 0 Comments