Breaking News
|
Korea del Norte ataca las potencias ecnológicas
New Veeam Flaw Allows Arbitrary Code Execution via Man-in-the-Middle Attack
ataturk hayat
As the bull rally continues, Bitcoin Rises Above $59K.
The European debut of CAB Payments
While the number of downloads for Android banking apps rises by 13% in 2023, digital banks continue to draw in customers.
Mastercard rotates its executive team
FloQast raises $100 million.
First crypto ETF to be approved in Hong Kong
Former Saxo Bank executive Damian Bunce is named the new Middle East CEO of UAE's GTN.
Block production is stopped by dYdX Chain after a network update.
Crypto trader loses $800k due to a rogue Google Chrome plugin
With $9.5 billion in Bitcoin holdings, Robinhood is third only to Bitfinex and Binance.
Payter names a new CFO and CPO.
PayPal names Geoff Seeley as CMO of CashApp.
WooCommerce shops will have more payment alternatives thanks to Nexi Group.
The top six uses of AI in financial services companies today
Google Pay modifies the features and availability of its apps.
Traditional investors favour gold ETFs over Bitcoin ETFs.
Osprey Bitcoin Trust wants to combine and might be acquired by an already-existing Bitcoin ETF.
ETF for crypto staking in grayscale fields
German exchange Deutsche Börse launches its spot trading platform for digital assets.
PayPal introduces its SME payment suite.
Following Justin Sun's preview of the TRON inscription marketplace, APENFT's NFT token increases by 25%.
Spotify notes that the next steps are crucial, but describes Apple's €1.84 billion antitrust penalties as a "powerful message."
Reportedly, Qatar has a $100 million fund for startups.
Apple releases the M3-equipped 13- and 15-inch MacBook Air variants.
Thu, Mar 13 2025
/
Wealth

Exposing the cost of non-compliance: 16 companies receive $81 million in fines from the SEC

In a noteworthy development that highlights the ongoing emphasis on regulatory compliance in the financial industry, the Securities and Exchange Commission (SEC) has made headlines once more by fining an additional sixteen companies.

By Tyree Schoen | February 27, 2024 | 0 Comments
Wealth

Businesses fined $81 million by the SEC for poor recordkeeping

Recent allegations that the U.S. Securities and Exchange Commission (SEC) settled with sixteen well-known investment advisers and broker-dealers generated headlines.

By Tyree Schoen | February 23, 2024 | 0 Comments

Hot Categories

Banking
3
Wealth
4
Crypto
1
AI
1
Payments
1

Popular News

Wealth

Juniper leads the way in innovative insurance coverage for reproductive health.

April 12, 2024
Payments

Mimo, an SMB finance management software, raises £15.5 million.

April 12, 2024
Banking

Finastra introduces a small business DFA 1071 compliance data gathering module.

April 12, 2024
AI

Google Cloud will provide three new industry entrants with genAI and quantitative research capabilities.

April 12, 2024
Crypto

First crypto ETF to be approved in Hong Kong

April 11, 2024
Wealth

Matt More, a SaaS veteran, joins the executive team of InsurTech Bolt.

April 12, 2024

Popular Tag

ReproductiveHealth
InsuranceCoverage
HealthcareInnovation
ComprehensiveCoverage
Cash Management
Business Data Collection Module
Business
AI
Cloud Computing
Asset Management
BlockChain
Portfolio Management
InsurTech
BoltInsurTech
SaaS

Your experience on this site will be improved by allowing cookies.